Job description
We are excited to present an excellent opportunity for a Financial Planner to join a thriving independent financial planning firm as a Review Financial Adviser. In this role, you will provide exceptional financial planning, advice, and service to clients. This is a hybrid position, so candidates should be within a commutable distance of Bath or Cardiff.
With a well-established presence across the UK, the firm has experienced significant growth through strategic acquisitions. Their ongoing success has resulted in the creation of two brand-new positions in their Bath and Cardiff office.
The ideal candidate will:
1. Hold CAS - or be working towards
2. Level 4 diploma qualified
3. Experience using Microsoft Word and Excel and databases
4. Desire to be a successful Financial Planner
Your role will include but will not be limited to:
5. Look after a client base that will be given to you
6. Generate new client enquiries and generate advice income from these
7. Convert the client leads
8. Undertake sales and marketing activity in line with local/regional/national plans
9. Work to achieve or exceed annual new business revenue target
10. Provide expert independent advice to designated clients
11. Maintenance of 'fit and proper' status through continuous professional development, suitable development opportunities and maintenance of SPS
12. Evidence and maintain knowledge of company policies, processes and guidance
13. Ensure that client advice and reports are compliant with company processes and regulatory requirements
14. Use standard template documentation approved by the company
15. Ensure technical knowledge and general industry knowledge is always maintained
16. Delivery of a positive client service experience to ensure appropriate client outcomes, client journey and client communication
17. Speed of response/turnaround time in accordance with service standards set out in procedures and clients kept appropriately appraised
18. Develop and maintain good working relationships with external professional connections (ensuring appropriate agreements in place) to develop additional business opportunities
19. Use objectives to focus on key business areas
20. Highlight personal training needs to ensure a consistent level of service is offered to the business
The successful candidate will need to be local to Cardiff or Bath and be Level 4 Diploma qualified. If this role sounds like it could be for you, and you would like some more information please send your CV to