Overview
This is a new role to support increasing complexity and scale of a business. The firm is looking to recruit an experienced CASS manager with excellent technical skills and experience to build a stand-alone CASS function. Please note that attendance in the office is essential Monday-Friday.
Key Responsibilities
* Review and expand existing CASS policies and procedures
* Maintain the CASS framework including FCA rule mapping and controls to ensure compliance with CASS rules at all times
* Managing CASS relations with the FCA
* Document and report any CASS breaches
* Advise on CASS Risk – assist in ICARA preparation and sit on Risk Committee
* Draft and review Due Diligence on key counterparties, ensuring it is kept up to date
* Day to Day – perform CASS reconciliations of money and assets, reviewing shortfalls and reconciliation breaks, developing CASS reconciliations and controls
* Weekly report to Exco on CASS matters
* Maintenance of CASS Breach Register
* Produce MI for stakeholders
* Own and manage a CASS monitoring programme
* Maintaining an up-to-date and thorough knowledge of the CASS rules and associated industry changes
* Taking initiatives to strengthen systems and controls to improve operational efficiency and reduce the incidence of errors and breaches
* Identifying where technology can be leveraged to further automate reconciliations, CASS records, audit trails and other recurring tasks
You must have broad CASS knowledge and be happy working in a small, but highly ambitious firm
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Analyst
Industries
* Banking and Financial Services
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