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Join to apply for the Compliance Consultant role at LSL Property Services plc.
Financial Promotions Consultant - Hybrid Solihull
PRIMIS Mortgage Network is the largest dedicated Mortgage & Protection Network in the UK, with approximately 3,000 advisors and around 1,000 partner AR firms nationwide. PRIMIS is part of the LSL Property Services plc group.
We are recruiting a new consultant to join our Financial Promotions department, an integral part of our large Risk and Compliance function.
The role involves reviewing, approving, and proactively developing Appointed Representative (AR) financial promotion communications in line with FCA and ASA requirements, ensuring promotion communications issued by our AR firms are clear, fair, and not misleading, thereby supporting good customer outcomes.
This is a hybrid role requiring 2 days per week at our HQ in Solihull and 3 days from home.
Main Accountabilities
1. Providing assistance and guidance to advisers to ensure all financial promotions are compliant, with the customer at the core of our activities.
2. Updating relevant policies and procedures as necessary when changes occur.
3. Following FCA rules and guidelines for financial promotions and adhering to B2B and B2C approval processes.
4. Ensuring timely and comprehensive oversight of all financial promotion elements across various mediums.
5. Delivering effective AR website & social media license programs.
Skills, Qualifications & Experience Required
1. Minimum of 2 years experience in the Mortgage & Protection financial services sector.
2. CeMAP 123 (or equivalent) qualification is mandatory.
3. Knowledge of the UK mortgage and personal protection sectors.
4. Understanding of FCA regulation, including Consumer Duty requirements.
5. Attention to detail.
6. Willingness to learn and grow with the role and regulatory requirements.
Salary ranges between £28,000 and £30,000 per annum, depending on experience.
Applications should be sent in confidence to James McNee of PRIMIS / LSL's internal recruitment team.
We are an equal opportunity employer and value diversity. If you require adjustments during the recruitment process, please let us know.
LSL Property Services / PRIMIS Mortgage Network are committed to data protection. Our Recruitment Privacy Notice is available on the LSL Careers website.
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