Control Room, Compliance Advisory - VP equivalent
Investment Banking
London - 4x a week in office
We’re partnering with a leading global investment bank to identify a leader in Control Room, Compliance Advisory for their London office.
Key Responsibilities:
* Manage Control Room activities including clearance of Research escalations, Watch & Restricted Lists, deal updates, information barrier management and regulatory disclosures.
* Provide clear, timely compliance advice to senior business leaders.
* Maintain and develop policies and procedures aligned with evolving FCA and Takeover Panel requirements.
* Deliver compliance training and contribute to monitoring and surveillance frameworks.
* Support regulatory interactions, investigations, and ad-hoc advisory queries.
Key Requirements:
* Strong compliance experience within investment banking or research advisory environments.
* Knowledge of UK and EU regulatory frameworks, particularly FCA Handbook and Takeover Panel rules.
* Proven ability to manage sensitive information and navigate complex regulatory issues.
* Strong attention to detail, organisational skills and the ability to work under pressure.
If this sounds interesting and like a good match, please apply or share a copy of your CV to sam.vale@blackswangroup.com for a confidential discussion.