Regulatory Reporting Compliance Manager
Location: London (Hybrid working model)
£100,000 – £120,000
Overview
An established prop trading firm is seeking an experienced regulatory reporting professional to take ownership of complex reporting obligations across multiple jurisdictions. This role sits within a senior compliance function and is responsible for overseeing the accuracy, completeness, and governance of regulatory submissions across a broad range of transaction, trade, and prudential regimes.
The position combines hands-on oversight with strategic input, working closely with compliance leadership, technology teams, and the wider business to ensure reporting processes remain robust, well-controlled, and fit for purpose as regulatory expectations evolve.
Key Responsibilities
Transaction & Trade Reporting Oversight
* Lead end-to-end regulatory reporting activities across key UK, EU, and international regimes, ensuring submissions are accurate, timely, and compliant.
* Maintain strong controls around data quality, reconciliations, exception management, and remediation processes.
* Act as a point of escalation for complex reporting issues and regulatory queries.
Regulatory Regimes Coverage
* Oversee transaction reporting obligations under European and UK frameworks, including reporting via third-party reporting mechanisms where applicable.
* Manage trade and position reporting requirements under derivatives reporting regulations, including ongoing reconciliation and issue resolution.
* Support reporting obligations related to US market surveillance regimes where relevant.
* Ensure compliance with position transparency and disclosure requirements, including monitoring thresholds and preparing required notifications.
* Manage prudential and capital-related regulatory returns for relevant legal entities, ensuring accurate and timely submissions.
Data Governance & Reporting Attributes
* Take ownership of governance over critical reporting fields and identifiers at order and transaction level.
* Design and maintain validation controls, review processes, and periodic assurance activities to support regulatory compliance.
* Partner with internal teams to resolve data integrity or reporting attribute issues.
Controls, Assurance & Audit Support
* Maintain a robust control framework covering all reporting processes.
* Perform regular reviews and attestations, and support internal or external audits and regulatory reviews as required.
Technology & Automation
* Work closely with technology and data teams to enhance reporting infrastructure and automation.
* Contribute to the development of scalable solutions for regulatory reporting, reconciliation, and management information.
* Support the production of clear, accurate MI for senior management and compliance leadership.
Change & Advisory
* Monitor regulatory developments and assess their impact on existing reporting processes.
* Contribute to regulatory change initiatives and new reporting implementations.
* Provide subject-matter expertise, guidance, and training to stakeholders across the business.
Skills & Experience
Essential
* Significant experience in regulatory reporting within an investment firm, asset manager, or similar financial institution.
* Strong expertise across one or more major reporting regimes, with the ability to quickly build knowledge in additional areas.
* Deep understanding of reporting controls, reconciliations, exception handling, and data governance.
* Proven experience reviewing and validating complex transaction or order data.
* Strong analytical capability, with advanced Excel skills and experience working with large datasets.
* Ability to produce clear, high-quality management and regulatory information.
* Experience partnering with technology teams on reporting or data initiatives.
* Excellent attention to detail, judgement, and communication skills.
Desirable
* Exposure to additional global reporting regimes or position-based disclosures.
* Experience with prudential or capital reporting frameworks.
* Familiarity with regulatory reporting platforms or third-party vendors.
* Involvement in regulatory change or transformation projects.
Please contact ne@barclaysimpson.com with your CV
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