1. Growing Investment Advisory Compliance team
2. Global Asset Management firm
About Our Client
Our client are a leading Global Asset Management firm with offices base in the city of London, Europe and Asia Pacific.
Job Description
The Compliance Officer - Portfolio Compliance - Asset Management will be responsible for:
3. Conducting daily shareholder monitoring, data validation, and filing preparation for Shareholding Disclosure reporting obligations
4. Ensuring accurate and complete disclosure submissions within prescribed internal and external regulatory deadlines, interpreting and enriching data (in Excel) to validate position movements and provide evidence-based filing submissions
5. Interpreting legal and regulatory changes across various locations and jurisdictions
6. Focusing on issue management, advisory support, data and regulatory analysis, project support, and stakeholder management
7. Working closely with IT, Operations, Portfolio Managers, Advisory and Investment Compliance
8. You will also work as part of the wider Investment Compliance and Advisory Team
The Successful Applicant
The Compliance Officer - Portfolio Compliance should have the following skills:
9. Ideally approx. at least 3 - 5 years' relevant experience working in the asset management industry in a similar data-driven regulatory reporting role
10. Familiarity with the EU Transparency Directive and extensive legal analysis capabilities of the relevant regulations
11. Microsoft Excel and Word proficiency (using VLOOKUP's, sum and other formulas)
12. Stakeholder Management experience
13. Strong numerical, analytical and presentation skills
14. Strong attention to detail required (zero breach focus)
15. Pro-active approach to issue resolution, ability to work independently
What's on Offer
Salary of £55,000 -£70,000Strong benefits packageHybrid working - 3 days per week in the office