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Head of compliance (basé à london)

Holloway
Bruin
Head of compliance
Posted: 16 June
Offer description

This range is provided by Bruin. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.


Base pay range

Direct message the job poster from Bruin

Looking for a senior Buyside who has hands on expeirence with Distribution!

Key Responsibilities:

* Serve as the UK Compliance Officer (SMF16) and UK MLRO (SMF17).
* Lead the UK compliance function and oversee compliance operations in the Middle East.
* Provide strategic compliance support to UK and MENA business development teams.
* Maintain regulatory documentation, internal controls, and ensure alignment with both local regulations and global standards.
* Manage and respond to local regulatory audits and visits.
* Review and approve marketing materials for UK and MENA regions.
* Participate in global compliance governance, including policy development, risk assessments, and control planning.
* Supervise a compliance team in London and a compliance officer in the Middle East.
* Work closely with business development leads and global compliance teams.
* Engage with internal stakeholders across product, legal, finance, marketing, and operations functions.

Qualifications & Experience:

* Strong understanding of UK (FCA) and Middle East (DFSA or equivalent) regulatory regimes.
* Expertise in areas such as MiFID, UCITS, AML, and cross-border fund distribution.
* Demonstrated leadership, communication, and cross-cultural collaboration skills.

Proven ability to influence and support business functions while maintaining regulatory integrity.


Seniority level

* Seniority level

Executive


Employment type

* Employment type

Full-time


Job function

* Job function

Other
* Industries

Investment Management

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