Job Description InvestEngine makes investing simple, smart, and accessible. We help you grow your money with ETFs — no hassle, no jargon. 80,000 investors have trusted us with £1 billion, and we’re just getting started.
We’re not just another investment platform — we’re redefining the game with our powerful investing tools designed for everyone, whether you’re just starting or scaling up. Recognised in top industry awards and growing fast (MoneyWeek Readers' Choice Awards Winners - 2024, Nuts About Money, Finder, Forbes).
About the role
We are seeking a Compliance Monitoring Officer to join our growing team and take charge of ensuring the business adheres to all relevant regulatory requirements. In this role, you will be responsible for monitoring compliance across key areas, conducting assessments, and ensuring we meet both internal and external expectations. You’ll work closely with other departments to ensure compliance standards are upheld across the business.
What You’ll Do
Core Responsibilities:
Lead the Compliance Monitoring Programme, conducting assessments and audits on key areas such as financial promotions, transaction monitoring, and onboarding.
Execute thematic reviews of key business functions to ensure compliance...