⭐️ Training & Competence Supervisor
📍 Home Based
💰 c.£50,000 + Benefits
Our client is an established and growing financial services business that is seeking an experienced Training & Competence professional to join its compliance and supervision team. This role focuses on maintaining adviser competence, supporting professional development, and ensuring high regulatory standards across a network of financial advisers.
This is an excellent opportunity for someone with experience in adviser supervision or compliance who wants to make a tangible impact within a supportive, progressive environment.
Role & Responsibilities: 📋
* Conduct adviser supervision meetings and assess ongoing competence.
* Review adviser activity and client interactions to ensure suitability and quality standards are met.
* Support new adviser onboarding and integration into the business.
* Carry out periodic firm reviews to assess compliance with internal and regulatory standards.
* Record findings, set and monitor remedial actions, and provide clear feedback to advisers.
* Contribute to internal training and development programmes.
* Identify and escalate risks, trends, or concerns to senior management.
* Maintain up-to-date knowledge of FCA rules and guidance relevant to adviser conduct and competence.
Do you have the following to apply? ✅
* Background in financial advice, compliance, or supervision (minimum 2 years).
* Sound understanding of FCA rules and T&C requirements.
* Minimum Level 4 Diploma in Financial Planning (or equivalent)
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.