On-boarding AssistantCity Of LondonPermanentSalary £22,000 - £28,000
Sterling Williams are currently assisting a fantastic Brokerage firm to join their friendly Compliance team on a permanent basis.
Responsibilities Include:
• Opening new customer accounts• Carrying out KYC checks on new customers, ensuring all new customers are appropriately vetted and checks carried out in line with the firm's compliance requirements.• Assisting with updating KYC refreshers • Supporting the Compliance Team on day-to-day tasks and projects (both new and ongoing)• Maintaining excellent knowledge of KYC and money laundering procedures and the relevant regulation• Assisting the Compliance team with the development of the firm's AML processes and procedures. • Keeping accurate and up-to-date records of all contact with customers and ensure there is a full audit trail.
The ideal candidate will have:
• Strong verbal and written communication skills • Knowledge of AML requirements for non-UK based customers, both European and worldwide (preferred but not mandatory)• Good knowledge of Microsoft Office • A professional, willing, and proactive approach, with a keen attention to detail • The ability to work with limited supervision, with good time-management skills. • A confident communicator with a positive work ethic and the ability to build credible relationships with customers both internal and external
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