Head of Compliance
IFA Business
Hybrid Working | Head office-Cheltenham, Gloucestershire
(Regional offices based across the UK)
Salary Competitive
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Are you ready to step into a leadership role where you can truly shape the future of compliance in a growing, values-led firm?
This is more than a compliance job, it’s your opportunity to lead with purpose, drive meaningful change, and make your mark in a business that values integrity, independence, and long-term client impact.
As Head of Compliance, you’ll be at the heart of a high-performing financial planning firm known for doing things the right way. You’ll work closely with the Chief Risk Officer and senior leadership to set the tone for compliance across the business, bringing your expertise, voice, and ambition to the table.
Whether you’re an experienced compliance leader or a strong second-in-command ready to step up, this is your chance to lead, influence and grow in a role that combines strategic impact with real development opportunities.
What You’ll Be Doing:
* Lead and develop the Compliance team, setting a high standard and building capability.
* Own and enhance the Compliance Monitoring Programme, keeping risk visible and well-managed.
* Be the go-to contact for the FCA, managing regulatory returns and interactions.
* Translate regulation (PRIN, COBS, SYSC, SM&CR, AML) into clear, actionable guidance.
* Keep policies sharp and relevant – and make sure they’re embedded, not just filed.
* Deliver engaging training that builds a culture of accountability and compliance.
* Oversee adviser onboarding, file reviews, complaints, and Consumer Duty obligations.
* Support change, M&A activity and strategic projects with compliance insight.
* Give senior leaders the right data and advice to make informed decisions.
You don’t have to have "Head of" on your CV already but you do need to bring:
* A solid track record in compliance within financial planning.
* A strong understanding of FCA rules and expectations
* Confidence handling regulatory engagement and advising senior stakeholders
* Leadership skills – whether proven or emerging – and the ability to inspire others
* A proactive mindset, great communication, and the drive to keep improving
What’s in It for You?
This firm is built on the belief that when its people thrive, so do its clients. You’ll be joining a culture that encourages development, rewards initiative, and supports work–life balance.
You’ll enjoy:
* Competitive salary (based on your experience and qualifications)
* Car allowance
* 8% non-contributory pension
* Private Medical Insurance
* Income Protection, Critical Illness & Life Cover
* Generous holiday allowance (which grows with you)
* Hybrid and flexible working options
* Parking allowance for those commuting more than 1.5 miles
* A culture that genuinely values wellbeing, learning and growth
If you’re ready to take the next step in your compliance career in a firm that will support, challenge, and develop you this is your opportunity.
Apply now and lead the way in building a compliant, ethical, and high-performing future.
Please note this is an urgent hire, therefore interviews will commence asap for suitable candidates.