Overview
My client is a Financial Advisory, Asset Management & Stockbroking firm, providing high quality Financial Advice to both Individuals and Businesses.
Responsibilities
* Assess new business submissions based on information provided by the IFAs
* Record new cases in the company’s internal systems
* Liaise with the Financial Advisers to obtain information to enable case completion
* Produce suitability letters
* Present cases to the Financial Advisers
* Provide feedback on new business and cases directly to the Financial Advisers and to finalist cases in line with the company’s regulatory procedures
Qualifications
* Ideal candidate will have 1-3 years experience in Financial Services, either in an Investment Administration role seeking progression into Paraplanning or a Senior Investment Administrator moving into Paraplanning
* Ideally working towards a Diploma in Financial Planning, ideally with RO1, RO2, RO3 exams already completed
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