Our client is a Futures and Options Traders and Brokers part of large global corporation. They are looking for a graduate Compliance analyst who is used to working in a small firm who will have had exposure to a range of compliance functions. It is a very hands on, high quality small team. This is a broad and varied role to assist with the smooth running of the Compliance & Legal Department, supporting the Head of Legal & Compliance and other staff in the department. The role would suit a candidate keen to be a generalist compliance professional with exposure to all areas of compliance relevant to the firm. Key duties are expected to include: Issuing letters to customers and business partners (e.g. finalising, printing out and posting). Work relating to anti-money laundering and financial crime controls including customer onboarding, CDD/KYC checks, completing customer risk assessments and customer risk data collection.Conduct and financial crime risk monitoring, including voice and written communications monitoring and monitoring of incoming and outgoing payments.Assisting with trade surveillance e.g. by checking and collecting information relating to alerts.Carrying out due diligence on third party outsourced service providers.Performing the department's tasks relating to systems and controls e.g. checking new bank account details and completing account amendment forms and other system amendments. Reviewing existing compliance policies and procedures and draft amendments to new procedures, where required.Completing tasks required under the SMCR such as preparing and issuing the necessary documents for staff certification. Providing staff training on compliance matters. Completing and submitting returns and reports to the FCA and other authorities. Maintaining and updating databases.Preparing management information and reports to internal stakeholders. Ad hoc research on FCA rules and laws and regulations affecting the firm.Carrying out various other administrative tasks to assist the smooth operation of the department, such as enabling/terminating access to various trading systems etc Previous experience (ca. 2-4 years) of working within a compliance/legal department is preferred. Financial services (Regulated environment) experience would be advantageous.Passion for compliance and regulatory work and eager to learn from others and independently.Ability to demonstrate entrepreneurialism, initiative and common sense, with a very strong attention to detail and good writing skills.