Job Description
I am delighted to be working with a leading Lloyd's Managing Agent in their search for a Senior Compliance Analyst.
Reporting to the Head of Compliance, you will have a broad range of general compliance including financial crime and conduct risk.
Key Responsibilities:
1. Support the development, implementation, and maintenance of the compliance framework across the Managing Agent.
2. Monitor and interpret regulatory developments from Lloyd’s, FCA, PRA, and other relevant bodies, advising stakeholders on implications and necessary actions.
3. Contribute to periodic compliance reporting to the Board, Risk & Compliance Committee, and Lloyd’s.
4. Conduct thematic reviews, compliance monitoring, and testing in line with the Compliance Monitoring Plan.
5. Supporting the team with any financial crime queries, including oversight of any sanctions escalations.
6. Identify, assess, and escalate compliance risks and control weaknesses, ensuring appropriate remediation plans are in place.
7. Maintain accurate records of findings and ensure timely follow-up and resolution.
8. Assist in maintaining and reviewing compliance policies and procedures to ensure they remain up to date and effective.
9. Act as a trusted advisor to the business, providing pragmatic compliance guidance across underwriting,...