I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters.
Responsibilies:
• Oversee and support all Global Control Room responsibilities and compliance functions
• Manage research clearance, wall-crossing, and restricted lists
• Develop and enhance global compliance policies and procedures
• Provide regulatory advice to business lines and senior stakeholders
• Participate in industry discussions and represent the firm on control room matters
• Deliver high-quality reporting and support global compliance leadership
Requirements:
• Significant experience within a Control Room at a global investment bank
• Strong understanding of capital markets and advisory transaction structures
• Expert knowledge of international regulatory frameworks and expectations
• Exceptional communication and documentation skills at senior level
• Proven ability to work autonomously and manage competing priorities
• Analytical, pragmatic, and adaptable approach with sound decision-making skills