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Senior risk & compliance associate/ manager (southampton)

Southampton
UNCOVER
Manager
Posted: 18 August
Offer description

A prestigious UK Law firm is looking for a Senior Risk & Compliance Associate/ Manager (Southampton) to join their team in their Southampton office. The ideal candidate for the Senior Risk & Compliance Associate/ Manager (Southampton) role would have 5 years PQE with strong knowledge of AML, the Codes of Conduct and the wider SRA regime. Key Responsibilities for the Senior Risk & Compliance Associate/ Manager (Southampton): Implementation and maintenance of risk and compliance policies, ensuring alignment across the business. Conduct and oversee internal audits, including file reviews, supervisory audits, and follow-up actions. Manage the firm’s breach reporting processes, including investigation, resolution, and preventative measures. Support tender and client audit responses, focusing on compliance requirements. Act as a key point of contact for queries relating to AML, anti-bribery, sanctions, and high-risk jurisdictions. Contribute to the development of file opening and matter acceptance procedures, including electronic PEP and sanctions screening. Provide advisory support on SRA compliance, Codes of Conduct, client confidentiality, conflicts, and liability limitations. Serve as a deputy to the MLRO (Money Laundering Reporting Officer), supporting in financial crime-related obligations. Skills & Qualifications: UK-qualified solicitor with 5–8 years’ PQE and demonstrable experience in regulatory compliance within legal services. Deep understanding of AML regulations, SRA Code of Conduct, and broader professional obligations in legal practice. Ability to provide clear, confident advice to stakeholders at all levels. Commitment to upholding and improving standards in a fast-paced legal environment If you’re looking for an opportunity to help shape a leading risk and compliance team with a leading UK law firm, we would love to hear from you!

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