Job Description
Compliance Officer
* Job Type: Full-time (Hybrid considered)
* Location: [Specify Location]
* Salary: [Specify Range]
We are seeking a Compliance Officer to support our client's Compliance Officer for Legal Practice (COLP). This role is crucial for maintaining the legal and regulatory compliance within our organisation. The ideal candidate will have prior legal experience, a thorough understanding of SRA rules, and the ability to work independently and proactively.
Day-to-day of the role:
* Support and assist the COLP with all aspects of Risk and Compliance.
* Support and assist the Money Laundering Reporting Officer (MLRO).
* Update and monitor the Company’s Office Manual, including all compliance policies and procedures.
* Assist with complaints and claims handling.
* Act as the first point of call for staff compliance queries.
* Administer, update, and train staff on the Company’s compliance platform (Riliance).
* Organise Monthly Risk and Compliance meetings, prepare agendas, and take, type, and circulate minutes.
* Produce monthly and Annual Compliance reports and collate any other relevant information.
Required Skills & Qualifications:
* Legal experience and an excellent understanding of the SRA rules.
* Ability to work independently and take responsibility.
* Proactive attitude towards the responsibilities assigned.
* Good problem-solving capabilities.
* Friendly and approachable manner.
* IT literacy is a must.
* Vehicle ownership and a full driving licence are required.
Benefits:
* Opportunity to join a company that values quality, teamwork, and personal service.
* Investment in personal and professional growth.
* Competitive salary and benefits package.
* Flexible hybrid working options.
To apply for this Compliance Officer position, please submit your CV and cover letter detailing your relevant experience and why you are interested in this position. We are looking for a quick start, so if you are organised, motivated, and ready to advance your career, we would love to hear from you.