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Compliance Admin Assistant, Warrington, Cheshire
Client: Direct Commercial Limited
Location: Warrington, Cheshire
Job Category: Other
EU work permit required: Yes
Job Views:
3
Posted:
04.06.2025
Expiry Date:
19.07.2025
Job Description:
Direct Commercial are an award-winning commercial motor insurer entering an exciting period of growth. We are looking for a Compliance Admin Assistant based in or around Warrington to join our existing Compliance team. We are fully office-based at our Warrington office.
Business management responsibilities:
* Adhere to Company Policies and Procedures at all times
* Undertake all activities in a professional and ethical manner
* Attend and actively participate in internal meetings (as required)
Individual Conduct Rules:
1. To act with integrity.
2. To act with due care, skill and diligence.
Role Overview & Responsibilities:
* Monitor upcoming regulatory changes and review DCL’s policies and procedures annually;
* Develop understanding of FCA regulation and its application to UK insurance firms;
* Assist with administration of DCL’s Complaints Handling process;
* Develop understanding of FCA’s Complaint Handling rules (DISP rules);
* Understand the Senior Managers and Certification Regime (SMCR);
* Oversee changes to stationery/e-mail footers in line with legislation and FCA regulations;
* Oversee COI policy and log all COI and gifts according to procedures and the Bribery Act 2010;
* Maintain the SMCR framework;
* Coordinate mandatory compliance training and maintain Broker Assess records;
* Prepare monthly compliance reports for management and partners;
* Perform ad-hoc compliance tasks as needed.
Skills:
* Strong team player with good collaboration skills
* Excellent organisational and prioritisation skills
* Willingness to learn and adapt quickly
* Excellent written and verbal communication skills
* Experience in insurance or Financial Services sector is desirable but not essential
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