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Area compliance manager

Liverpool (Merseyside)
Primis Mortgage Network
Compliance manager
Posted: 9 September
Offer description

Overview

Job Profile: Area Compliance / Supervision Manager - Home working - Liverpool / Manchester / Leeds. PRIMIS Mortgage Network are the largest Mortgage Network in the UK and form part of the LSL Property Services plc group. We are recruiting for a home working / field-based AREA COMPLIANCE / SUPERVISION MANAGER to join our 50+ strong Area Supervision team across the UK that support 3000+ regulated advisors & appointed representatives throughout our network. The region to be covered is the Liverpool, Manchester and Leeds corridor.


Responsibilities

* Standards/procedures are followed by authorised appointed representatives.
* Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales.
* Identify areas where Advisors can improve their standards and associated risk ratings.
* Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements.
* Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable.
* Facilitate in the delivery of appropriate training, liaising with the PRIMIS training team where necessary.
* Demonstrate a suitable level of industry knowledge and experience to conduct the role.
* Ensure that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met.
* Supervise individual Advisors in accordance with the approved training and competence scheme.
* To ensure compliance with both in house and regulators' compliance procedures for appointed representatives.


Qualifications

* Full CeMAP or equivalent qualification is a requirement of the role.
* Ideally an Equity Release qualification.
* A full UK driving licence is essential.


Salary & Benefits

Salary is between £36,000 and £42,000 per annum DOE negotiable. The salary stated includes the car allowance offered with this role.


Location & Network

Home working – covering Liverpool / Manchester / Leeds corridor; part of the PRIMIS Mortgage Network within LSL Property Services.


Equal Opportunity

We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.

LSL Property Services are dedicated to protecting your data -
our Recruitment Privacy Notice can be viewed on the LSL Careers website

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