Compliance Manager – Wealth Management – FTE £70,000 (£28,000) Part time role – 2 full days a week St Albans (Majority remote, travel to the office as and when required) Looking for flexible working that doesn’t mean putting your career on hold? Or perhaps you’re looking for a stepping stone to an SMF16 role? This opportunity offers exactly that. We’re working with a growing and long-standing Wealth & Investment Management firm delivering a full range of services including investment planning, advisory, execution-only, SIPP, and ISA solutions. With a strong blend of personal advice and smart technology (such as AI and automation to streamline their back office) they’re now looking for a Part-time Compliance Manager to play a key role in that journey. What’s On Offer 2 days per week – your choice of working days Home-based, with roughly 2 office days per month in St Albans A potential path to stepping into the SMF16 (Head of Compliance) position as the business grows over the next few years What You’ll Be Doing Reporting directly into the current SMF16 holder, you’ll lead day-to-day compliance across the business, developing a tailored and effective compliance framework. Your responsibilities will include: Creating and maintaining a robust Compliance strategy aligned to the firm’s needs Reviewing and implementing policies, procedures, and control frameworks Monitoring relevant regulatory developments (e.g., MiFID, SYSC, SMCR, AML, GDPR) Leading regular audits, risk assessments, and internal reviews Proactively identifying risks and recommending improvements Communicating compliance expectations clearly across all levels of the business What We’re Looking For Proven Compliance experience within wealth management, investment management, or a similar FCA-regulated environment Working knowledge of key regulations: MiFID, DISP, SYSC, SMCR, AML, GDPR Ability to challenge constructively and operate with independence Strong communicator with a collaborative approach and commercial mindset Why this role? Whether you’re returning to the profession or seeking more flexibility, this is a rare chance to make a real impact and move your career forward, whilst allowing you the flexibility to work part-time. Apply now or reach out for a confidential discussion.