Head of Unauthorised Trading and Surveillance Risk Stewardship, London
Client: HSBC Global Services Limited
Location: London, United Kingdom
Job Category: Finance
EU work permit required: Yes
Job Reference: 1fd5b3ab4310
Job Views: 14
Posted: 28.04.2025
Expiry Date: 12.06.2025
Job Description:
Head of Unauthorised Trading and Surveillance Stewardship
Join HSBC to advance your career in a role that supports risk management and compliance within Markets and Securities Services. As a senior leader, you will oversee surveillance risk stewardship and unauthorised trading risk, ensuring adherence to relevant laws and regulations.
Key Responsibilities include:
* Leading Surveillance Risk Stewardship and serving as the Global Unauthorised Trading Risk SME within Compliance.
* Driving best practices across global and regional teams.
* Collaborating with other compliance units to ensure consistency.
* Understanding and translating regulatory requirements related to Market Abuse and other relevant regulations.
Qualifications and Experience:
* Experience in Markets and Securities Services Compliance, especially in control frameworks related to unauthorised trading and trade surveillance.
* Knowledge of Market Abuse regulation and its application.
* Ability to identify operational risk improvements and scrutinise risk events.
* Strong cross-functional understanding and strategic awareness of compliance risks.
This position is based in London with a hybrid work arrangement.
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