Job Description
Rev & Regs are recruiting for a Compliance Manager for a International Bank.
This is a generalist Compliance role focused on proactively supporting the Head of Compliance (SMF16) through a variety of activities including regulatory knowledge, monitoring, and advisory services across the Bank.
Responsibilities:
* Implement the Bank’s Compliance Monitoring framework, processes and procedures in line with industry and regulatory standards and the Bank’s risk appetite.
* Where required, aid in reviewing and updating compliance monitoring procedures to drive continuous improvement.
* Lead on compliance monitoring reviews as outlined in the compliance monitoring plan.
* Support in evaluating the ongoing effectiveness of the Compliance RCSAs and work with Operational Risk to ensure alignment.
* Continuously enhance regulatory compliance knowledge and proactively share best practices across Risk Teams and the wider bank.
* Provide timely, outcome-focused regulatory advice and guidance to support the business.
* Review and update compliance policies, standards, and procedures.
* Collate all required compliance Management Information (MI) relating to monitoring and regulation and analyse trends and issues to provide information and assurance to key internal governance forums.
Skills and Experience:
* In depth regulatory knowledge of FCA regulation, including knowledge of the FCA Consumer Duty.
* Experience in planning and executing Compliance Monitoring activities.
* Demonstrable experience in a Compliance or Audit related role within banking or financial services.
* Effectively manage issues by leveraging strong organisational and stakeholder management skills.
Duration: 6 Month
Location: London, City
Day rate: £500 per day