T&C Supervisor (Contract) – FCA Regulated Financial Services
Location: UK wide (remote / hybrid depending on region)
Contract: Contract / Interim
Day rate: Competitive, dependent on experience (OUTSIDE IR35)
Start: ASAP / Flexible
Our client is seeking an experienced Training & Competence Supervisor to support advisers across its national network on a contract basis. This is a high-impact role within a regulated advice environment, supporting adviser competence, standards, and regulatory outcomes.
The Role
As a T&C Supervisor, you will be responsible for overseeing advisers operating under the FCA Training & Competence regime, ensuring advice standards are met and maintained across the network.
Key responsibilities include:
* Supervising advisers in line with FCA T&C requirements
* Conducting file reviews and suitability assessments
* Supporting advisers through accreditation, sign-off, and ongoing competence
* Providing structured feedback, coaching, and development input
* Escalating risks, breaches, or conduct concerns where appropriate
* Maintaining accurate T&C records and MI
* Working closely with Compliance, Risk, and AR firms
This role suits experienced supervisors who are comfortable operating independently, managing risk, and applying judgement within a regulated framework.
About You
You will likely have:
* Proven experience as a T&C Supervisor within an FCA-regulated advice firm or network
* Strong working knowledge of COBS, FCA conduct rules, and T&C frameworks
* Experience supervising financial advisers (independent or restricted)
* Confidence challenging advice where required, with a balanced and pragmatic approach
* Strong documentation and reporting skills
* Ability to hit the ground running in a contract environment
Desirable but not essential:
* Prior experience within a large network or AR model
* Compliance or risk qualifications (CISI, CII, ICA)
* Background in financial planning, paraplanning, or advice supervision
Why This Role
* Contract flexibility within a well-established national network
* Meaningful regulatory impact rather than tick-box supervision
* Opportunity to work with experienced advisers across varied business models
* Strong infrastructure and support around the T&C framework
Next Steps
For a confidential discussion or to apply, please contact:
Joe Cowell
Director | Capio Recruitment
📞 07720 532815
✉️ joe.cowell@capiorecruitment.co.uk