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Training and Competence Supervisor (Investment Professionals), Cardiff
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Client:
Royal Bank of Canada>
Location:
Cardiff, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Reference:
f7823c2dc087
Job Views:
6
Posted:
12.08.2025
Expiry Date:
26.09.2025
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Job Description:
Job Summary
Job Description
What is the opportunity?
Wealth Management Europe's existing Training and Competence team has implemented a centralised supervisory structure to create capacity for advisers and improve adviser performance. The successful candidate will be part of the national supervisory team providing oversight, risk analysis, and developmental support to advisers.
As a Supervisor, you will manage advisers’ ongoing competency under SMCR, through activities like observations, 1:1s, coaching, feedback, and data analysis, escalating risks as needed. The role mainly supports Portfolio Managers, Intermediary Investment Managers, and some regulated employees in our Central investment and Research teams.
This role supports advisers across the UK and Channel Islands. Applicants should be within commuting distance to an office and able to travel where required.
What will you do?
* Supervise portfolio management roles, analysts, and research.
* Engage with investment committees to understand strategic asset allocation decisions.
* Collaborate with line managers to set goals, manage performance, and develop plans for improvement.
* Decide on employees' competence to perform their roles, follow up actions, identify root causes, and recommend systemic changes.
* Build strong relationships and promote a positive culture around adviser development.
* Communicate with stakeholders about adviser performance and behavioural trends.
* Identify and support adviser development opportunities nationwide.
* Manage supervision activities, ensuring regulatory compliance.
* Promote high standards and best practices, supporting accountability for regulatory obligations.
* Analyze MI/Data, identify patterns, investigate root causes, and advise on remedial actions.
* Maintain a mindset of continuous improvement, understanding root causes, and mitigating risks.
What do you need to succeed?
* CISI Certificate in Investment Management / IMC or higher qualification.
* Maintain competence and CPD as a Supervisor.
* Strong understanding of investment instruments, asset allocation, portfolio construction, and risk management.
* Experience supervising or managing portfolios; providing technical guidance.
* Knowledge of FCA T&C handbook and regulatory environment.
* Ability to apply FCA guidance confidently across situations.
* Business awareness and strategic focus.
* Strong data analysis skills to identify trends and patterns.
* Experience working with other business teams and attention to detail.
* Effective communication skills at all organizational levels.
What is in it for you?
* Supportive leadership with coaching and development opportunities.
* Opportunity to work with industry experts.
* Chance to make a lasting impact.
* Work in a dynamic, collaborative, and high-performing team.
Agency Notice
RBC Group does not accept agency resumes. Please do not forward resumes to employees or other locations. Fees are paid only to agencies with prior agreements. Contact the Recruitment team for more details.
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Job Skills
Business Case Design, Client Counseling, Customer Success, Data Gathering Analysis, Decision Making, Group Problem Solving, Solution Evaluation, Storytelling, Time Management, Training Needs Analysis (TNA)
Additional Job Details
Address: 12 SMITHFIELD STREET, LONDON
City: London
Country: United Kingdom
Work hours/week: 35
Employment Type: Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular
Pay Type: Salaried
Posted Date: 2025-07-30
Application Deadline: 2025-08-31
Note: Applications accepted until 11:59 PM the day before the deadline.
Inclusion and Equal Opportunity Employment
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