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Risk and compliance assistant

Warwick
Permanent
Clayton Legal
Compliance assistant
Posted: 11 October
Offer description

Risk & Compliance Executive ? Hybrid working – with offices across [City A] and [City B]
? Full-time, permanent
? Competitive salary + benefits

About the Firm Our client is a respected, dual-site law firm with a strong reputation for excellence, integrity, and client care. With a collaborative and forward-thinking culture, they combine traditional legal values with a modern approach to risk management and compliance.

The Role This is an exciting opportunity for an experienced Risk & Compliance Executive to join the firm’s dedicated team. You’ll work closely with the COLP, COFA, and senior management to ensure that all regulatory and compliance obligations are met across both offices.

You’ll play a key role in promoting best practice, supporting colleagues with compliance queries, and helping to embed a strong culture of risk awareness throughout the firm.

Key Responsibilities:

1. Assisting the COLP and COFA in maintaining compliance with SRA Standards and Regulations.
2. Managing the firm’s risk register and ensuring that policies and procedures are up to date.
3. Conducting file audits and compliance monitoring reviews.
4. Assisting with client due diligence (CDD) and AML checks.
5. Providing guidance and training to staff on risk and compliance matters.
6. Supporting in the preparation for regulatory inspections and internal audits.
7. Handling data protection and confidentiality issues in line with GDPR.

About You:

8. Previous experience in a law firm risk and compliance role (or similar professional services environment).
9. A sound understanding of SRA regulations, AML requirements, and data protection legislation.
10. Strong attention to detail and excellent organisational skills.
11. Confident communicator able to advise and influence at all levels.
12. Proactive, approachable, and solution-focused.

What’s on Offer:

13. Competitive salary, commensurate with experience.
14. Hybrid working across both offices (travel expenses covered).
15. A friendly, supportive, and collaborative culture.
16. Genuine career progression within a growing compliance function.

If you’re looking to take the next step in your legal compliance career with a progressive firm that values professional development and integrity — we’d love to hear from you.

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