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Compliance officer - digital asset management firm

London
The Stephen James Partnership
Compliance officer
Posted: 1 January
Offer description

Compliance Officer – Digital Asset Management Firm London / Hybrid Full-Time / PermanentThis is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. The role sits as the No.2 to the General Counsel & Head of Compliance, giving the right candidate high visibility, responsibility, and influence across the European compliance function.They are looking for a Compliance Officer (5–7 years’ experience) who wants more than advisory work — someone who can roll up their sleeves and be involved in everything from hands-on administrative tasks to strategic projects. This is a role for someone who is excited to own key compliance processes and help build out a function from the ground up, supporting a growing international business that is currently unregulated but preparing for licensing.Key ResponsibilitiesThis is a fully hands-on role, combining operational delivery with strategic oversight:Reviewing and approving marketing, sales, distribution, and financial promotions activityEnsuring processes, controls, and audit trails are robust and scalableManaging compliance training programs across the business, including operational rolloutMaintaining risk registers, policies, and procedures, ensuring governance standards are metSupporting DDQ processes and liaising with external partnersProviding pragmatic compliance advice to business teamsHelping build the compliance function, from administrative processes to strategic initiativesActing as the right-hand to the GC & Head of Compliance, supporting both day-to-day operations and longer-term projectsWho They’re Looking ForQualified Compliance professional with 5–7 years’ experience in financial servicesStrong working experience of supporting marketing material from a compliance/audit perspective. Comfortable working hands-on, supporting the team on operational tasks while also contributing to strategic planningStrong understanding of UK and EU financial regulation, with ability to make independent compliance decisionsExcited to shape a growing compliance function in a fast-scaling, international environmentConfident working in an unregulated environment with licensing ambitionsWhat’s on OfferCompetitive base salaryShare options / equity – Pre-IPO upsideHybrid working (London)Strong wider benefitsThe chance to be instrumental in shaping a growing compliance function at a pivotal stageHow to ApplyIf you’re interested in applying, we’re shortlisting candidates as we speak, as the client is keen to review CVs ahead of the Christmas break.Drop me an email at luke.masih@thesjp.co.uk or click “Apply” below!

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